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Wednesday, April 22, 2020 | History

6 edition of NASD Stockbroker Series 7 Exam found in the catalog.

NASD Stockbroker Series 7 Exam

Preparation Guide (Compass Learning System)

by Thomson South-Western

  • 145 Want to read
  • 23 Currently reading

Published by South-Western Educational Pub .
Written in English

    Subjects:
  • Management of real estate, property & plant,
  • Property & real estate,
  • Business & Economics,
  • Business / Economics / Finance,
  • Textbooks,
  • Business/Economics,
  • General,
  • Business & Economics / Real Estate,
  • Real Estate - General,
  • Examinations,
  • Examinations, questions, etc,
  • Stockbrokers,
  • Stocks,
  • Study Guides,
  • United States

  • The Physical Object
    FormatPaperback
    Number of Pages560
    ID Numbers
    Open LibraryOL9718764M
    ISBN 100324186959
    ISBN 109780324186956


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NASD Stockbroker Series 7 Exam by Thomson South-Western Download PDF EPUB FB2

The Series 7 exam — the General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities. NASD Stockbroker Series 7 Exam: Preparation Guide (Compass Learning System) 1st Edition by Cengage South-Western (Author) out of 5 stars 9 ratings.

ISBN ISBN Why is ISBN important. ISBN. This bar-code number lets you verify that you're getting exactly the right version or edition of a book /5(9). With this guide you'll discover exactly what you need to pass the National Association of Securities Dealers (NASD) Test Series 7, the challenging 6-hour exam required for anyone who wants to become a professional stockbroker.

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Series 7 Exam – General Securities Representative Application To take the Series 7 Exam, a candidate must be sponsored by a FINRA member firm, which will file the Uniform Application for Securities.

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A stockbroker who wants to offer general (or a “full line” of) securities would sit for the Series 7 exam. The Series 7 exam was created by the New York Stock Exchange. It’s administered by the Financial. The Financial Industry Regulatory Authority (FINRA) requires the Series 7 license exam to all fledgling brokers.

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About the Book Author. Steven M. Rice earned an exceptionally high score on the Series 7 exam and soon began tutoring others in the broker dealership where he worked as a stockbroker.

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